Standard Operating Procedures (SOP’s) are utilized in organizations when when specific procedures need to be followed. Large entities use SOPs to ensure the same information is accessible and followed by the entire organization.

Types of processes that should have SOPs:

  • Repetitive & highly-technical

  • Repetitive & high risk

  • Repetitive processes

Change Management

To ensure accuracy, SOPs are created by team members and focus groups who are experts with the process and are modified as needed, through a change board, to validate modifications.

Format

SOPs follow a generic template to ensure all information is gathered and supported by stakeholders. Standardization of format is important to ensure there isn’t a learning curve to reading a different SOP within the same organization.


A detailed SOP should include the following:

 

Title Page

  1. "Standard Operating Procedure"

    • SOP ID

    • SOP Name

    • Approved Date

    • Due for Review Date

  2. Signatures

  3. Table of revisions

  4. Table of Contents

  5. Purpose - Details purpose of SOP

  6. References - Identifies sources of information

  7. Enclosures - List of supporting documents (enclosures attached at end of document)

  8. Scope - High-level overview of process

    • Who will do what?

    • Purpose is to…

    • Enclosures provide…

    • Who is it applied to?

    • Who is it sent to?

    • Who is responsible?

  9. Responsibilities

    • Broken up by person

      • What are the requirements?

      • X 'shall' do THIS in order to achieve THIS

  10. Training Requirement

    • Implementation of this SOP requires specific background, experience, and knowledge

  11. Process

    • Details of what needs to be followed

  12. Metrics

    • How will the SOP be quantified

  13. SOP Responsibility

    • Who is responsible for keeping it updated

  14. Deliverables

    • The Outputs of following the SOP

  15. Document Maintenance and Control

    • Review: How often does the SOP need to be reviewed

    • Updates: Who provides updates

    • Deviations: Are there acceptable deviations?

    • Latest Revisions: Where is the latest revision stored?

    • Archives: Where are old revisions stores?

  16. Acronyms

  17. Attached Enclosures

  18. SOP Feedback Form - Provides ability to provide feedback.